JAMES FRANCIS KWEI is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2016-02-08 | present | Yes |
| CHARLES SCHWAB & CO., INC. | 2005-11-08 | 2016-02-11 | — |
| UBS FINANCIAL SERVICES INC. | 2004-12-10 | 2005-11-15 | — |
| WAMU INVESTMENTS, INC. | 2004-09-01 | 2004-12-02 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1999-01-22 | 2003-01-15 | — |