JAMES WALLACE DICOCCO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2021-03-11 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2009-10-05 | 2021-03-12 | — |
| AMERIPRISE ADVISOR SERVICES, INC. | 2009-05-29 | 2009-10-05 | — |
| UBS FINANCIAL SERVICES INC. | 2002-04-05 | 2009-03-03 | — |