Carol A Dinh Nhat Quy is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with CAPITOL SECURITIES MANAGEMENT, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CAPITOL SECURITIES MANAGEMENT, INC. | 2024-07-22 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2017-08-22 | 2024-07-29 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2016-08-12 | 2017-08-07 | — |
| UBS FINANCIAL SERVICES INC. | 2009-02-20 | 2016-08-23 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-02-12 | — |
| MORGAN STANLEY DW INC. | 2006-09-22 | 2007-04-02 | — |