NEILL V SMITH is an investment adviser representative (IAR) with state registration records since 2010, appearing at 5 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2012-06-06 | present | Yes |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2012-01-18 | 2012-05-15 | — |
| TD AMERITRADE, INC. | 2012-01-18 | 2012-05-15 | — |
| OSAIC FA, INC. | 2010-07-21 | 2011-08-12 | — |
| HARRISDIRECT LLC | 2010-02-01 | 2010-04-07 | — |