WILLIAM ERIC BAUER

WILLIAM ERIC BAUER is an investment adviser representative (IAR) with state registration records since 2006, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (4)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2021-04-22presentYes
J.P. MORGAN SECURITIES LLC2017-04-242017-05-30
MORGAN STANLEY SMITH BARNEY LLC2016-03-292017-04-11
LADENBURG THALMANN ASSET MANAGEMENT INC2006-07-142007-01-08

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