RICK BAKER is an investment adviser representative (IAR) with state registration records since 1995, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2005-11-07 | present | Yes |
| MORGAN STANLEY DW INC. | 1995-09-25 | 2005-11-09 | — |