JAMES HARRIS

JAMES HARRIS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2024-05-24presentYes
WELLS FARGO CLEARING SERVICES, LLC2014-09-172024-05-17
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-11-192014-09-17
MORGAN KEEGAN & COMPANY, LLC2003-01-272004-11-23

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