THOMAS KIM

THOMAS KIM is an investment adviser representative (IAR) with state registration records since 2002, appearing at 10 firms. Currently registered with CITIGROUP GLOBAL MARKETS INC..

Registration history (12)

FirmFromToCurrent
CITIGROUP GLOBAL MARKETS INC.2025-04-24presentYes
CETERA INVESTMENT ADVISERS LLC2019-07-262025-04-22
OSAIC INSTITUTIONS, INC.2017-08-072019-07-23
CITIGROUP GLOBAL MARKETS INC.2017-07-112017-08-17
OSAIC INSTITUTIONS, INC.2016-08-172017-07-12
SANTANDER SECURITIES LLC2016-01-212016-07-07
INVEST FINANCIAL CORPORATION2015-10-222015-12-28
ESSEX NATIONAL SECURITIES, LLC2011-09-062015-10-15
LPL FINANCIAL LLC2008-05-272011-04-19
IFMG SECURITIES, INC.2004-08-252008-05-27
CITICORP INVESTMENT SERVICES2004-07-192004-08-05
QUICK & REILLY, INC.2002-11-212004-06-17

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