NICK CHARLES HOFFMANN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with FOUNDERS FINANCIAL SECURITIES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FOUNDERS FINANCIAL SECURITIES, LLC | 2022-11-14 | present | Yes |
| LPL FINANCIAL LLC | 2009-07-24 | 2022-12-05 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 1999-02-09 | 2009-02-17 | — |