LAURA NAFIS PENNINGTON is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER FINANCIAL LLC | 2020-01-31 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2009-02-12 | 2020-02-11 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-02-13 | — |
| MORGAN STANLEY DW INC. | 2002-03-04 | 2007-04-02 | — |