ANNE M SUTCLIFF is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2021-07-29 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2010-09-30 | 2021-08-06 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-04-01 | 2010-09-10 | — |
| UBS FINANCIAL SERVICES INC. | 2002-10-08 | 2003-03-13 | — |