JAMES BALLOR is an investment adviser representative (IAR) with state registration records since 2006, appearing at 9 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2023-05-18 | present | Yes |
| WINTRUST INVESTMENTS LLC | 2023-01-03 | 2023-05-03 | — |
| MARINER, LLC | 2021-09-10 | 2022-09-26 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2017-09-12 | 2021-07-14 | — |
| TD AMERITRADE, INC. | 2017-09-12 | 2021-07-14 | — |
| J.P. MORGAN SECURITIES LLC | 2017-01-09 | 2017-08-04 | — |
| OFM WEALTH | 2015-08-04 | 2016-06-30 | — |
| STRATEGIC ADVISERS LLC | 2012-02-17 | 2015-07-14 | — |
| HARRISDIRECT LLC | 2010-06-03 | 2011-08-09 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2010-03-04 | 2010-06-04 | — |
| TD AMERITRADE, INC. | 2010-03-04 | 2010-06-04 | — |
| CHARLES SCHWAB & CO., INC. | 2006-08-14 | 2009-06-09 | — |