JAMES ERVIN STEPHENS is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2025-06-26 | present | Yes |
| JANNEY MONTGOMERY SCOTT LLC | 2018-05-23 | 2025-07-11 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2005-06-16 | 2018-05-10 | — |
| MORGAN STANLEY DW INC. | 2004-01-16 | 2005-02-11 | — |