ELISE LAM

ELISE LAM is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with TD PRIVATE CLIENT WEALTH LLC.

Registration history (5)

FirmFromToCurrent
TD PRIVATE CLIENT WEALTH LLC2026-06-11presentYes
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2024-12-022026-06-15
WELLS FARGO CLEARING SERVICES, LLC2017-10-132026-06-15
CHASE INVESTMENT SERVICES CORP.2010-12-022011-03-16
EQUITABLE ADVISORS, LLC2009-06-082010-08-17

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