RICK JOSEPH STERLING is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2007-09-14 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2006-08-12 | 2007-09-25 | — |
| PIPER SANDLER & CO. | 2004-10-18 | 2006-08-12 | — |