JOHN CARROLL is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2024-08-08 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2013-10-04 | 2024-08-08 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2013-10-15 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2005-01-14 | 2007-04-02 | — |
| UBS FINANCIAL SERVICES INC. | 2002-09-19 | 2005-02-08 | — |