David Kaplan is an investment adviser representative (IAR) with state registration records since 2007, appearing at 3 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2018-08-27 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-08-13 | 2018-08-28 | — |
| UBS FINANCIAL SERVICES INC. | 2007-11-19 | 2010-08-20 | — |