DALE A WATERS is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2024-04-05 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2014-12-12 | 2024-04-12 | — |
| UBS FINANCIAL SERVICES INC. | 2008-12-05 | 2014-12-23 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2008-12-09 | — |
| MORGAN STANLEY DW INC. | 2002-07-05 | 2007-04-02 | — |
| CITIGROUP GLOBAL MARKETS INC. | 1999-03-02 | 2002-07-11 | — |