BRIAN C GROOMS is an investment adviser representative (IAR) with state registration records since 2005, appearing at 4 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2020-04-15 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2007-07-23 | 2011-07-11 | — |
| SECURITIES AMERICA ADVISORS, INC. | 2005-10-07 | 2007-07-09 | — |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2005-02-07 | 2005-10-04 | — |