James Ray Romig

James Ray Romig is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (3)

FirmFromToCurrent
LPL FINANCIAL LLC2021-07-21presentYes
WADDELL & REED2019-03-252021-07-21
THRIVENT INVESTMENT MANAGEMENT INC.2015-09-302019-03-26

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