BRIAN GEORGE LOCKE is an investment adviser representative (IAR) with state registration records since 1997, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| FINANCIAL ADVOCATES ADVISORY SERVICES | 2009-07-20 | 2011-03-31 | — |
| LPL FINANCIAL LLC | 2009-06-09 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 1997-07-16 | 2003-06-03 | — |