ALAN MITCHELL HARTER

ALAN MITCHELL HARTER is an investment adviser representative (IAR) with state registration records since 1997, appearing at 5 firms. Currently registered with PACTOLUS PRIVATE WEALTH MANAGEMENT LLC.

Registration history (5)

FirmFromToCurrent
PACTOLUS PRIVATE WEALTH MANAGEMENT LLC2011-01-28presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-02-07
CITIGROUP GLOBAL MARKETS INC.2006-01-202009-06-01
WELLS FARGO CLEARING SERVICES, LLC2003-05-272005-12-31
UBS FINANCIAL SERVICES INC.1997-07-082002-12-02

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