THOMAS CLARK FRAME is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2026-01-15 | present | Yes |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2013-10-04 | 2026-01-21 | — |
| SAXONY CAPITAL MANAGEMENT LLC. | 2011-06-15 | 2013-10-18 | — |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2009-01-02 | 2011-04-05 | — |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | 1999-10-06 | 2009-01-02 | — |