ROY ALBERT MENDOZA is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2021-06-18 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2020-01-27 | 2021-06-22 | — |
| UBS FINANCIAL SERVICES INC. | 2014-06-27 | 2020-02-11 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2006-01-19 | 2014-06-23 | — |
| MORGAN STANLEY DW INC. | 2003-09-16 | 2006-01-24 | — |