STEPHEN LO is an investment adviser representative (IAR) with state registration records since 1999, appearing at 6 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2025-10-30 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2025-11-05 | — |
| WELLS FARGO INVESTMENTS, LLC | 2008-08-11 | 2011-01-03 | — |
| WAMU INVESTMENTS, INC. | 2007-06-06 | 2008-08-11 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-03-10 | 2006-02-06 | — |
| CHARLES SCHWAB & CO., INC. | 1999-02-22 | 2004-02-20 | — |