Bruce Jay Rothbard

Bruce Jay Rothbard is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with INTEGRITY ALLIANCE, LLC.

Registration history (6)

FirmFromToCurrent
INTEGRITY ALLIANCE, LLC2025-11-03presentYes
LION STREET ADVISORS, LLC2020-08-172025-11-03
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-07-12
CITIGROUP GLOBAL MARKETS INC.2007-03-202009-06-01
WELLS FARGO CLEARING SERVICES, LLC2003-07-012007-01-17
PRUDENTIAL EQUITY GROUP, LLC2002-07-012003-07-01

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