STEPHEN KAPLAN is an investment adviser representative (IAR) with state registration records since 2012, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2025-05-02 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2019-10-18 | 2025-05-13 | — |
| GILFORD FINANCIAL CORP. | 2012-01-31 | 2014-12-19 | — |