TIMOTHY RICHARD FARRIS

TIMOTHY RICHARD FARRIS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2024-03-21presentYes
SIGMA PLANNING CORPORATION2021-11-152021-12-17
AMERIPRISE FINANCIAL SERVICES, LLC2009-10-052015-05-28
AMERIPRISE ADVISOR SERVICES, INC.2007-08-012009-10-05

More