DOUGLAS WAYNE COLE

DOUGLAS WAYNE COLE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2020-01-08presentYes
COLE FINANCIAL, LLC2010-03-022012-12-31
OSAIC SERVICES, INC.2005-10-312020-01-13
COLE FINANCIAL, LLC2004-08-302009-12-31
SENTRA SECURITIES CORPORATION2002-01-282005-10-31

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