STEPHEN LANCE YATES is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2010-01-08 | present | Yes |
| NORTHERN TRUST SECURITIES, INC. | 2004-07-28 | 2009-12-31 | — |
| UBS FINANCIAL SERVICES INC. | 1998-02-25 | 2004-08-23 | — |