JAMES ANTHONY SMALL is an investment adviser representative (IAR) with state registration records since 1998, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2009-07-17 | present | Yes |
| CITIGROUP GLOBAL MARKETS INC. | 2007-05-29 | 2009-05-28 | — |
| CITICORP INVESTMENT SERVICES | 1998-06-18 | 2007-05-29 | — |