OSCAR EMERSON HAM

OSCAR EMERSON HAM is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with SOUND VIEW WEALTH ADVISORS GROUP, LLC.

Registration history (4)

FirmFromToCurrent
SOUND VIEW WEALTH ADVISORS GROUP, LLC2019-04-04presentYes
SOUND VIEW WEALTH ADVISORS, LLC2019-01-112019-04-03
SOUND VIEW WEALTH ADVISORS, LLC2018-03-282018-12-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED1999-01-132018-04-02

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