JAMES L VAN DE VEN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2023-01-13 | present | Yes |
| ROBERT W. BAIRD & CO. INCORPORATED | 2016-04-29 | 2023-01-23 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-02-15 | 2016-05-02 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2007-12-20 | — |
| MORGAN STANLEY DW INC. | 1999-07-06 | 2007-04-02 | — |