CATHLEEN SUSAN BROCK is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2013-02-19 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2010-10-25 | 2013-02-19 | — |
| SYNOVUS SECURITIES, INC. | 1999-01-11 | 2010-10-29 | — |