JAMES WHITFIELD WARREN

JAMES WHITFIELD WARREN is an investment adviser representative (IAR) with state registration records since 1992, appearing at 4 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..

Registration history (4)

FirmFromToCurrent
RAYMOND JAMES & ASSOCIATES, INC.2021-06-21presentYes
WELLS FARGO CLEARING SERVICES, LLC2010-02-262021-06-16
MORGAN STANLEY SMITH BARNEY LLC2009-06-012010-03-15
CITIGROUP GLOBAL MARKETS INC.1992-02-042009-06-01

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