JAMES GERARD KAUFMANN is an investment adviser representative (IAR) with state registration records since 2015, appearing at 3 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.
| Firm | From | To | Current |
|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 2025-09-05 | present | Yes |
| AVANTAX ADVISORY SERVICES | 2024-10-10 | 2025-09-05 | — |
| AMERICAN PORTFOLIOS ADVISORS, INC | 2015-01-23 | 2024-10-11 | — |