JULIE THUY-LAN NGO

JULIE THUY-LAN NGO is an investment adviser representative (IAR) with state registration records since 1998, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2023-02-01presentYes
MORGAN STANLEY SMITH BARNEY LLC2015-12-012021-08-24
MORGAN STANLEY SMITH BARNEY LLC2009-06-012009-12-18
CITIGROUP GLOBAL MARKETS INC.2003-10-152009-06-01
MORGAN STANLEY DW INC.1998-08-282003-10-06

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