RAYMOND NEIL BERGEN is an investment adviser representative (IAR) with state registration records since 2021, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2025-07-10 | present | Yes |
| CADARET, GRANT & CO., INC. | 2021-11-19 | 2025-07-10 | — |
| SECURITIES AMERICA ADVISORS, INC. | 2021-06-22 | 2021-12-02 | — |