LEONARD DAVID CAUTELA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 2019-09-19 | present | Yes |
| WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC | 2015-08-06 | 2019-09-19 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2015-08-20 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2007-02-16 | 2007-04-02 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2002-05-03 | 2007-03-01 | — |