Anthony James Stapleton

Anthony James Stapleton is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2023-10-13presentYes
HARRISDIRECT LLC2018-10-262023-08-11
SCOTTRADE INVESTMENT MANAGEMENT2017-02-102018-03-08

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