JAMES RICHARD SMITH is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER.
| Firm | From | To | Current |
|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | 2013-12-11 | present | Yes |
| OSAIC SERVICES, INC. | 2005-11-01 | 2009-05-06 | — |
| SUNAMERICA SECURITIES, INC. | 2002-02-04 | 2005-04-29 | — |