DAVID ROBERTS

DAVID ROBERTS is an investment adviser representative (IAR) with state registration records since 2000, appearing at 6 firms. Currently registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC.

Registration history (6)

FirmFromToCurrent
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2024-07-15presentYes
WELLS FARGO CLEARING SERVICES, LLC2011-12-022024-07-15
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-12-12
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2005-09-092007-04-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2000-08-032005-09-14

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