LISA DIANA BERGMAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 2012-05-11 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-12-09 | 2012-05-16 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2008-05-05 | 2009-01-30 | — |
| UBS FINANCIAL SERVICES INC. | 2005-06-15 | 2008-02-27 | — |
| WELLS FARGO CLEARING SERVICES, LLC | 2003-07-01 | 2005-05-20 | — |
| PRUDENTIAL EQUITY GROUP, LLC | 2002-07-24 | 2003-07-01 | — |