KENT JOSEPH SPOTTS

KENT JOSEPH SPOTTS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with SIGMA PLANNING CORPORATION.

Registration history (3)

FirmFromToCurrent
SIGMA PLANNING CORPORATION2016-11-10presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2009-10-052016-11-11
AMERIPRISE ADVISOR SERVICES, INC.2003-07-142009-10-05

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