Scott E Richer

Scott E Richer is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC2025-11-04presentYes
MORGAN STANLEY SMITH BARNEY LLC2023-09-052025-06-04
HARRISDIRECT LLC2006-09-272023-09-05
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2006-04-242006-07-27
TD AMERITRADE, INC.2003-08-052006-07-27

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