THOMAS B SIM is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2024-05-16 | present | Yes |
| OSAIC FS, INC. | 2004-05-27 | 2024-05-20 | — |
| SECURIAN FINANCIAL SERVICES, INC. | 2003-02-13 | 2004-05-05 | — |