ROBERT LESLIE PENN

ROBERT LESLIE PENN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 3 firms. Currently registered with COMMONWEALTH EQUITY SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
COMMONWEALTH EQUITY SERVICES, LLC2026-04-01presentYes
PATHFINDER WEALTH CONSULTING2025-09-262026-04-02
COMMONWEALTH EQUITY SERVICES, LLC2005-06-102025-10-06
MORGAN STANLEY DW INC.2001-12-312005-06-13

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