NAOKO M THIGPEN

NAOKO M THIGPEN is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2024-05-20presentYes
RW INVESTMENT MANAGEMENT LLC2023-05-222024-05-10
STIFEL, NICOLAUS & COMPANY, INCORPORATED2019-05-162023-03-09
MORGAN STANLEY SMITH BARNEY LLC2009-06-012019-05-14
MORGAN STANLEY & CO. LLC2007-10-292009-06-01

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