JAMES VINCENT CARIDEO is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with RBC CAPITAL MARKETS, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | 2025-06-03 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2011-06-07 | 2025-05-27 | — |
| ROBERT W. BAIRD & CO. INCORPORATED | 2010-01-12 | 2011-06-09 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-01-20 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2001-05-21 | 2009-06-01 | — |