KAREN W PHILLIPS

KAREN W PHILLIPS is an investment adviser representative (IAR) with state registration records since 2010, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (3)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2014-07-01presentYes
MORGAN STANLEY SMITH BARNEY LLC2012-07-202014-07-01
WELLS FARGO CLEARING SERVICES, LLC2010-10-202012-07-10

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